How Am I Doing As Your Advisor?


As your Investment Advisor, I am continuously looking for ways to improve my service to you.

Thank you for taking a few moments to respond to the following statements regarding my performance in taking care of your needs over the past year. Your feedback is invaluable to me as I continue to strive to provide you with a high level of service in the coming year.

If a friend asked you about your Investment Advisor, how would you rate your relationship with me in the following areas:


CLIENT SERVICE Below Expectations Meets Expectations Exceeds Expectations Not Applicable
1. Handling your account without mistakes
2. Living up to my commitments and meeting deadlines
3. Resolving any problems quickly
4. Making you feel like a valued client
COMMUNICATION Below Expectations Meets Expectations Exceeds Expectations Not Applicable
5. Explaining all financial matters to your satisfaction
6. Contacting you by phone and/or e-mail
7. Making myself available to discuss your financial affairs
FINANCIAL PLANNING Below Expectations Meets Expectations Exceeds Expectations Not Applicable
8. Identifying your financial goals
9. Suggesting objective and unbiased solutions to help you reach your goals
10. Designing a detailed and comprehensive financial plan
11. Maintaining an up-to-date picture of your financial affairs


End of Sample Survey >>>


John Q. Smith - Investment Advisor